Legal Lines, Reading Lounge
What the Recent Cyberattack Means and Ways Businesses Can Protect Themselves
Legal Lines, Reading Lounge
The Securities and Exchange Commission, in three separate but related rulemakings at an open meeting on October 13, has adopted rule amendments to require mutual funds and exchange-traded funds to adopt liquidity risk management programs, to modernize data reporting...
Legal Lines, Reading Lounge
Following a full bench trial, a court has ruled in favor of the defense in a case under section 36(b) of the Investment Company Act of 1940. Sivolella v. AXA Equitable Life Insurance Co., No. 3:11-cv-4194 (D.N.J. Aug. 25, 2016). The trial was the first in several...
