Fiduciary Forensics Subscriber
By John Lohr Nothing in the Advisory world would happen without sales. If a sale didn’t happen, Advisors would have no clients. Recently FI360 put out a podcast that concluded that the DOL in their new ‘fiduciary” rule were clearly distinguishing between sales and...
Fiduciary Forensics Subscriber
Everything a fiduciary must do to comply with the prudent investment requirements of ERISA By John Lohr How Much Prudence is Enough? There are nearly 750,000 pension plans in the U.S. It is estimated that some 70% of them violate some fiduciary provision. Since...
