FIDUCIARY RULE COMPLIANCE ROADMAP from somebodyelsesmoney.com.
COMPLYING WITH THE DOL RULE AND THE BIC EXEMPTION DOES NOT HAVE A “ONE SIZE FITS ALL” SOLUTION. HOW YOU HANDLE THE RULE DEPEND ON YOUR BUSINESS MODEL, RESOURCES, TECHNOLOGY, CLIENT BASE AND GROWTH PLANS.
STARTING FROM A 2 PAGE RULE ABSTRACT WE WORK WITH YOU TO DEISGN A DETAILED WRITTEN SOLUTION FOR YOUR FIRM.
YOU DON’T HAVE TO CHOOSE BETWEEN A COOKIE CUTTER TEMPLATE-DRIVEN SOLUTION AND YOU DON’T HAVE TO HIRE 400 COMPLIANCE OFFICERS OR A TEAM OF REGULATORY LAWYERS. WHILE EACH PLAN IS CUSTOMIZED OUR EXCLUSIVE SERVICE DOES NOT COST THOUSANDS OF DOLLARS. WE CAN EVEN BUILD THE COMPLIANCE PROCESS AND MONITOR ITS EFFECTIVENESS FOR YOU.
CONTACT US FOR A DISCUSSION ABOUT THE RULE AND HOW WE CAN HELP YOU DEVELOP YOUR SOLUTION.
JOHN LOHR
john@somebodyelsesmoney.com
ATTORNEY JOHN LOHR AND HIS TEAM AT SOMEBODYELSESMONEY.COM HAVE A COMBINED 100 YEARS IN HELPING FIRMS REACH PRACTICAL FIDUCIARY SOLUTIONS.
AUTHORS OF THE INDUSTRY BOOKS :
THE FIDUCIARY SALE,
INVESTING AS A FIDUCIARY,
SOMEBODY ELSE’S MONEY,
USING ERISA TO DEVELOP NEW BUSINESS,
INVEST ACCORDING TO ERISA.
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