COMPLYING WITH THE DOL RULE AND THE BIC EXEMPTION DOES NOT HAVE A “ONE SIZE FITS ALL” SOLUTION. FORCES THAT IMPACT THE WAY YOU HANDLE THE RULE DEPEND ON YOUR BUSINESS MODEL, RESOURCES, TECHNOLOGY, CLIENT BASE AND GROWTH PLANS.
WE HAVE DEVELOPED A SCHEMATIC THAT STARTS WITH :
THE 2 PAGE RULE ABSTRACT,
MOVES TO A PHONE INTERVIEW SO WE CAN UNDERSTAND YOUR BUSINESS AND MOTIVATION
AND MIGRATES TO A WRITTEN DETAILED SOLUTION FOR YOUR FIRM.
EACH ONE IS CUSTOMIZED AND DOES NOT COST THOUSANDS OF DOLLARS. WE CAN EVEN BUILD THE COMPLIANCE PROCESS AND MONITOR ITS EFFECTIVENESS FOR YOU.
DON’T TRUST A TEMPLATE-DRIVEN SOLUTION, AND YOU DON’T HAVE TO HIRE 400 COMPLIANCE OFFICERS OR A TEAM OF REGULATORY LAWYERS EITHER.
CONTACT US FOR A DISCUSSION ABOUT THE RULE AND HOW WE APPROACH YOUR SOLUTION.
JOHN LOHR John@howlingwolf.org
ATTORNEY JOHN LOHR AND HIS TEAM AT SOMEBODYELSESMONEY.COM HAVE A COMBINED
100 YEARS IN HELPING FIRMS REACH PRACTICAL FIDUCIARY SOLUTIONS.
AUTHORS OF THE INDUSTRY BOOKS :
THE FIDUCIARY SALE,
INVESTING AS A FIDUCIARY,
SOMEBODY ELSE’S MONEY,
USING ERISA TO DEVELOP NEW BUSINESS,
INVEST ACCORDING TO ERISA.
CONTRIBUTORS TO SEEKING ALPHA’S FINANCIAL ADVISORS BUSINESS BUILDER